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Affect Script Psychology, Shame, Guilt, Empathy and Moral Emotions ~
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What is Affect Script Psychology?

American psychologist/philosopher Silvan Tomkins developed a framework that addresses the biological bases of all human emotions and motivations that helps us better understand ourselves, our behaviour and our relationships at home, at school, at work, and in the broader community. This Affect Script Psychology (ASP) of Tomkins helps us understand why and how RP works to change behaviour, and why RP is so effective at repairing and rebuilding damaged relationships.

Put simply, it is an accessible, informative framework for understanding human emotion, motivation and behaviour. It gives us the means not only to understand a little better our personality and those of others around us, but also gives insights into how we can change those patterns of behaviour that may not have been serving us well. Facing life’s struggles can be a little easier with an understanding of the factors and forces ruling our emotional world. Knowledge is power and armed with an understanding of ASP we can learn to recognize our emotional patterns and, if necessary or desirable, work to change those patterns into more life-giving, nurturing ones.

The nine basic emotional reactions (the affects) are as common to all of us as are our needs for oxygen, water and food. At the biological level, we all experience the same emotional triggers in response to positive and negative stimuli in our environment and to joys and troubles in our relationships with one another. At the same time, we understand intuitively that it is our unique life experience that finds expression in our individual emotional lives (our scripts). This is what makes each of us who we are – and how our stories colour and influence our emotional lives.

With these basic building blocks – of affects (the biological or physiological response) and scripts (the unique influence of our particular life experience, learning and socialization) – Tomkins’s ASP provides insights into the way in which we humans function individually, with significant others, and in the many groups to which we belong. It helps us understand our emotional reactions as well as our desires and needs in the many different relationships that we form, and in the many stages of those relationships. It helps us understand us… and others. What could be more important?

For teachers, ASP also gives profound insights into the learning process and the emotional dynamics of the classroom environment. While we spend much of our time thinking about the cognitive realm in schools - what objectives, outcomes and standards we are seeking - we actually live and love and teach each day in the emotional realm. It's a biological reality that we can recognise and better understand. ASP gives us access to this realm and enables us to design teaching and learning processes that can be truly effectively - in academics and for life.

The Biological Bases of Our Emotions and Motivations George, GB & Marshall, PR (2014)

  • This article introduces the reader to the theory of Affect and Script Psychology developed from the work of Silvan S Tomkins, an American Psychologist and Philosopher of the late Twentieth Century. Tomkins's work explores the biological basis for affect and emotion and gives striking insights into what motivates human behaviour both individually and in groups. Central to this understanding is Tomkins's description of nine innate affects and how our emotional life is built from these into scripts which guide our behaviour. The Shame family of emotions is particularly relevant in human relationships.

A Primer of Affect Psychology  Kelly, V (2009)

  • The purpose of this primer is to introduce the reader to the work of Silvan S. Tomkins, who dedicated his life to developing a new, more comprehensive understanding of the biological and evolutionary roots of human motivation in order to establish a more accurate picture of personality, something he called Human Being Theory. While Tomkins’s formal educational background included the study of playwriting, philosophy, and psychology, it is clear from reading the four volumes of his magnum opus Affect Imagery Consciousness that he was also well versed in many other areas including anatomy, Darwinian evolution, history, literature, religion, and artificial intelligence, all of which he pursued to answer the question "What do human beings really want?"
Affect and Emotion in Restorative Practice  Kelly, V (2011)
  • Emotion is the motivational cornerstone of all human endeavors. The continually expanding, international literature related to the practice of Restorative Justice presents practitioners with a dizzying array of models regarding emotion.

Prologue to Affect Imagery Consciousness  Nathanson, D (2008) Affect Imagery Consciousness, The Combined Edition, Springer, 2008

  • Dr. Nathanson, in the Prologue to the republishing of the magnum opus provides a summary of Tomkins’ far reaching, visionary approach to human motivation and consciousness.

Affect and Emotion in the Restorative School  George, G (2013)  [pdf] Paper presented at the Fourth Biennial Restorative Practices International Conference, MCG Melbourne, June 2013.

  • This article explores the role of Affect Theory in understanding student motivation and behaviour and builds upon this to incorporate recent psychological and educational research into a cohesive description of the emotions of restorative processes in schools and in the learning process itself. The critical roles of shame, guilt and empathy in both behaviour management, and teaching and learning, is explored. A model for understanding the learning process in terms of fundamental motivations is proposed. See the actual Presentation file here.

From empathy to community  Nathanson, D. L. (1997). In J. A. Winer (Ed.), The Annual of Psychoanalysis (Vol. 25). Chicago: Chicago Institute for Psychoanalysis.

  • The untimely death of Michael Franz Basch brings into sharp focus the number, depth, and importance of his contributions. From his early efforts to explain Kohut’s (1971) observation that the mothering caregiver is able to tune in on the world of the wordless infant by experiencing something within herself, we have developed a science of empathy that assists the repair of the most intimate human relationships and the connection to society of its most troubled and least intimate members.T
The name of the game is shame  Nathanson, D. L. (2003). [pdf]  Washington, DC: Report to the Academic Advisory Council of the National Campaign Against Youth Violence.
  • Very briefly, I will outline the changes that have taken place in our understanding of emotion over the past 25 or more years, but that have not yet entered into consideration by the social sciences most of you represent. Primary neurophysiological and neuropsychological research by Tomkins, Panksepp, Edelman, LeDoux, Ekman, Stern, and many others have forced recognition of the fact that underlying the complex and highly variable emotions we as adults experience more or less constantly is a rather small and fixed set of physiological mechanisms.
Affect and Script: Building Relationships and Communities Deppe, SL (2008)
  • Drawing on the affect and script paradigm of Silvan S. Tomkins, this two-part workshop will show how restorative practices work. Participants will learn to identify the nine innate affects, biological programs triggered by patterns of neural stimulation, and learn how they motivate all of us. The affects combine with life experience to form scripts, powerful emotional rules, of which we are usually unaware. We will examine the language of emotion, personality development, empathy, intimacy, and some of the scripts by which people manage affects such as shame. Tomkins’s blueprint for emotional health will explain why restorative practices work.
Moral emotions in restorative justice conferences: Managing shame, designing empathy van Stokkom, B. (2002). Theoretical Criminology, 6(3), 339-360.
  • This article deals with the emotional dynamics of restorative conferences, focusing on the functions of shame, as enunciated in the theories of Moore, Scheff and Retzinger. According to these researchers, the restorative justice conferences aim to redirect aggressive emotions and elicit shame and other hurt-revealing emotions that can lead to empathy. These approaches are confronted with the views of the guilt-theorists Tangney and Baumeister who argue that guilt is related to empathy and reparation, whereas shame tends to provoke avoidance or rejection of responsibility. The view that guilt is the more moral emotion appears to turn Braithwaite’s theory of reintegrative shaming upside down. In accordance with recent research results of the Braithwaite group, it is concluded that guilt is an important aspect of the restorative process. But guilt has limited affect resonance possibilities, misses the other-regarding aspects of remorse and does not seem to incite the offender to reconsider his or her identity. In conclusion, it is argued that (reintegrative) ‘shaming’ is a dubious concept.
Emotional Dynamics in Restorative Conferences  Harris, N; Braithwaite, J;  Walgrave, L (2004). Theoretical Criminology. 8(2): 191-210.
  • Restorative justice interventions, which focus upon repairing the harm caused by an offence, are consistent with the approach advocated by reintegrative shaming theory (Braithwaite, 1989; Braithwaite & Braithwaite, 2001). However, some have argued that remorse and empathy play a more important role in restoration, and that a focus upon disapproval and the emotion of shame may be misguided. This article analyses theoretical distinctions between shame and guilt before discussing their role in restorative interventions. It is argued that emotions like empathy, remorse and guilt will spill over into feelings of shame, and that it is the resolution of these emotions that is critical for successful justice interventions.

The Psychology of Community Conferencing.  Abramson, L. & Moore, D (2002).  In:  (J. Perry, Ed.) Restorative Justice:  Repairing Communities through Restorative Justice.  American Correctional Association, 123-140.

  • Community conferencing is a process for transforming conflict. A community conference assists a community of people to experience a collective emotional transition. Together, they move from thenegative emotions associated with conflict to the positive emotions associated with cooperation.

Elevation and the Positive Psychology of Morality  Haidt, J (2003), in Flourishing: Positive Psychology and the Life Well-Lived, American Psychological Society, Washington DC.
  • The power of the positive moral emotions to uplift and transform people has long been known, but not by psychologists. In 1771, Thomas Jefferson's friend Robert Skipwith wrote to him asking for advice on what books to buy for his library, and for his own education. Jefferson sent back a long list of titles in history, philosophy, and natural science. But in addition to these obviously educational works, Jefferson advised the inclusion of some works of fiction.
The Moral Emotions Haidt, J (2003), in Handbook of Affective Sciences, Oxford University Press, Oxford.
  • This chapter includes a census of the moral emotions and a discussion of the ways in which moral emotions and moral reasoning work together in the creation of human morality.
Navigating beyond the Compass: Shame, Guilt and Empathy in RP in the School Setting George, G (2011). [pdf] Paper presented at 5th Restorative Justice Aotearoa National and 3rd Restorative Practices International Conferences, 23 – 27 November 2011, Wellington, NZ.
  • In this paper, some newer research in psychology is examined for the potential contribution it could make to our understandings in restorative practices. The paper begins with a very brief scan of the existing Affect Theory and the Compass of Shame, to set the context before exploring the new research and then attempting to tie together the newer insights with the existing thinking. Potential implications of this newly-integrated work for how school communities might best encourage the proper moral development of their students are also briefly explored.
Constructive and Destructive Aspects of Shame and Guilt  Tangney, JP (2001), in Constructive Destructive Behavior Implications for Family School Society, American Psychological Society
  • Discusses for whom, under what conditions, and in what form do the negative moral emotions of shame and guilt serve constructive as opposed to destructive functions. This chapter summarizes research indicating that shame and guilt are distinct affective experiences with very different implications for adjustment at both the individual and interpersonal level. Taken together, the author's research indicates that feelings of shame often give rise to a range of potentially destructive motivations, defenses, interpersonal behaviors, and psychological symptoms. In contrast, guilt appears to be the "quintessential" moral emotion serving numerous constructive, "relationship-enhancing functions" without many of the burdens and costs inherent in feelings of shame. It is stated that in a very real sense, negatively balanced "moral" emotions, such as shame and guilt, highlight the best and worst sides of human emotional experience.
Moral Emotions and Moral Behaviour Tangney, JP, Steuwig, J & Mashek, DJ (2007), Annual Review of Psychology, pp. 58: 345-372.
  • Moral emotions represent a key element of our human moral apparatus, influencing the link between moral standards and moral behavior. This chapter reviews current theory and research on moral emotions. We first focus on a triad of negatively valenced “selfconscious” emotions—shame, guilt, and embarrassment. As in previous decades, much research remains focused on shame and guilt. We review current thinking on the distinction between shame and guilt, and the relative advantages and disadvantages of these two moral emotions. Several new areas of research are highlighted: research on the domain-specific phenomenon of body shame, styles of coping with shame, psychobiological aspects of shame, the link between childhood abuse and later proneness to shame, and the phenomena of vicarious or “collective” experiences of shame and guilt. In recent years, the concept of moral emotions has been expanded to include several positive emotions—elevation, gratitude, and the sometimes morally relevant experience of pride. Finally, we discuss briefly a morally relevant emotional process—other-oriented empathy.
Self-Conscious Emotions Tangney, JP & Tracy, J (2011), in Handbook of Self and Identity, Guilford Press, New York.
  • All human emotions are, in a loose sense, “self-relevant.” Emotions arise when something self-relevant happens or is about to happen. In the language of appraisal theory (Lazarus, 1966), we experience emotions when we judge that events have positive or negative significance for our wellbeing. The specific type of emotional response is shaped both by such primary appraisals of events’ positive vs. negative implications for the individual, and by secondary appraisals (e.g., of one’s ability to cope with the events). But all emotions arise from events that in some way have relevance for oneself. There is, however, a special class of human emotions that are even more immediately self-relevant. This chapter focuses on these “self-conscious” emotions, which directly involve self- reflection and self-evaluation.

Putting the Self into Self-Conscious Emotions: A Theoretical Model  Tracy, JL & Robins, RW (2004), Psychological Enquiry, pp. Vol 15, No2, 103-125.

  • Self-conscious emotions (e.g., shame, pride) are fundamentally important to a wide range of psychological processes, yet they have received relatively little attention compared to other, more “basic” emotions (e.g., sadness, joy). This article outlines the unique features that distinguish self-conscious from basic emotions and then explains why generally accepted models of basic emotions do not adequately capture the self-conscious emotion process. The authors present a new model of self-conscious emotions, specify a set of predictions derived from the model, and apply the model to narcissistic self-esteem regulation. Finally, the authors discuss the model’s broader implications for future research on self and emotion.

Addtional Articles:

Abramson & Moore 2002 The Psychology of Community Conferencing.pdf

Burton et al 2011 Social Control Window - Developing Emotional Intelligence.pdf

Burton, Curry & Gribben 2011 Social Control Window - Developing Emotional Intelligence.pdf

Eisenberg 2000 Emotion, Regulation, and Moral Development.pdf

English 1994 Shame and Social Control Revisited - Transactional Analysis Journal.pdf

Gridlinger 1999 Changing Scripts - the poorly impeded interest-excitment version.pdf

Hargreaves 1998 The emotional practice of teaching.pdf

Harris & Burton (nd) The Reliability of Observed Reintegrative Shaming, Shame, Defiance and Other Key Concepts in Diversionay Conferences.pdf

Hayward 2016 EL_Relationships First_Classrooms that Put People First.pdf

Jung 2010 “What’s Shame got to do with it” The Concept of Shame in Restorative Practice.pdf

Kelly 2011 Affect and Emotion in Restorative Practice.pdf

Nathanson 2003 The Name of the Game is Shame.pdf

National Academy of Sciences 2002 Deadly Lessons - Understanding Lethal School Violence.pdf

National Children’s and Youth Law Centre 1999 Natural Justice and Procedural Fairness.pdf

Saufler 2011 School Climate the Brain and Connection to School.pdf

Shane 1980 Shame and Learning.pdf

Shelton (nd) School-Induced Shame - Research Overview.pdf

Tangney 1992 Situational Determninants of Shame and Guilt in Young Adulthood - Pers Soc Psychol Bull-1992.pdf

Tangney 1995 Constructive and Destructive Aspects of Shame and Guilt.pdf

Tangney, Dearing & Stuewig 2005 On the importance of distinguishing shame from guilt - Relations to problematic alcohol and drug use.pdf

Tangney et al (nd) Accepting Guilt and Abandoning Shame - A Positive Approach to Addressing Moral Emotions among High-Risk, MultiNeed Individuals.pdf

Tangney, Stuewig & Martinez 2014 The Roles of Shame and Guilt in Predicting Recidivism - Psychological Science-2014.pdf

Tangney, Stuewig & Mashek 2007 Moral Emotions and Moral Behaviour.pdf

Tangney, Tracy & Robins 2007 The self-conscious emotions - Theory and Research.pdf

Tracy & Robbins 2007 Self-Conscious Emotions - Where Self and Emotion Meet.pdf

Vaandering 2010 A Window on Relationships - Enlargning the Social Discipline Window for a Broader Perspective.pdf

van Stokkom 2002 Moral Emotions in Restorative Justice Conferences.pdf